Image credit: Andy
Feliciotti, Unsplash
Recently, I addressed the question: what functions should
government perform? Based on the ideas of John Locke, I came up with a fairly
conventional list. A legislative, with highly circumscribed powers. A police
force or equivalent. A defensive and retaliatory military. Impartial, objective
and honest courts of justice, with the associated support services. A quality
control function. And a fair and just system of financing its functions.
Today, I’ll look at a question at right angles to that
one. Namely, how should government behave towards those whose lives, rights and
liberties it is tasked with defending?
Locke’s answers
Locke himself gave some answers to this question.
First, every law a government makes must be for the good of
the governed. And it must never go against, or push beyond the bounds of, the
standard of behaviour natural to human beings: “no one ought to harm another in
his life, health, liberty or possessions.” Moreover, any law must be for the
good of every individual among the governed, who behaves up to the
standard of human nature. And every law must be made known to all, and the case
for it explained. So, anyone affected by it can understand it, and why and how it
benefits them.
Second, criminal penalties may only be imposed on those that
attack the lives, persons, liberties or possessions of others. And civil
penalties are only justified as reparations for quantifiable damage caused. Outside
these situations, government must never damage the life, person, liberties or
possessions of any individual among the governed.
Third, all judges’ decisions must be impartial and unbiased.
Fourth, payment for government must be as far as possible in
proportion to the benefits each individual receives from the protections it
delivers. In practice, that means in proportion to the individual’s total
wealth. Government should never take anything more than this.
Fifth, government must never go beyond its remit of securing
the lives, persons, liberties and possessions of the governed. Nor may it ever attack
anyone who behaves up to human standards.
Sixth, government must recognize that all its power
ultimately derives from the people it governs, and must never seek to transfer any
of that power to any other parties.
Enlightenment values
I have written much about the Enlightenment, and the values
it has brought to us since John Locke initially sparked it. Back in 2021, I
went so far as to make a list of these values. Here it is: “The use and
celebration of human reason. Rational inquiry, and the pursuit of science.
Greater tolerance in religion. Individual liberty and independence; freedom of
thought and action. The pursuit of happiness. Natural rights, natural equality
of all human beings, and human dignity. The idea that society exists for the
individual, not the individual for society. Constitutional government, for the
benefit of, and with the consent of, the governed. The rule of law; that is,
those with government power, such as lawmakers, law enforcement officials and
judges, should have to obey the same rules as everyone else. An ideal of
justice which, per Kant, allows that ‘the freedom of the will of each can
coexist together with the freedom of everyone in accordance with a universal
law.’ A desire for human progress, and a rational optimism for the future.”
It's interesting to see how these values might be
incorporated into the practices of an enlightened government today.
Reason
Reason is, simply put, thinking, understanding and forming
judgements in a logical way. And “reasonable” means fair, sensible and showing
sound judgement. A reasonable government, then, would be one that makes its
decisions rationally and objectively, as well as impartially.
Rational inquiry and science
Rational inquiry takes reason forwards, in order to reach
conclusions that match reality. Science is a particular kind of rational
inquiry; when done properly, it is a method for finding out truths about our
surroundings. A government that values rational inquiry and science would ensure
that all its decisions are based on evidence, reason and, where appropriate,
honest science.
Religious tolerance
A government that values religious tolerance would not use
its powers to impose on anyone any particular religion or philosophy. Such as Christianity,
Islam, atheism, socialism, fascism or environmentalism. Nor would it tolerate
those that seek to impose on others any such religion or philosophy. Nor would
it prohibit the practices of any religion or philosophy, unless they violate the
standard of behaviour natural to human beings.
Liberty and independence
Individual liberty and individual independence are
Enlightenment values. Those who want them (which is most of us), and who earn
them by behaving up to human standards, deserve to enjoy them. Government
should never discriminate against those who seek these things.
Closely related is the idea that any society, most of all a
Lockean political society that seeks to justify the formation of a government,
must act for the benefit of its members. All its members. If such a
society fails to do so, and government treats any of the governed as if their
good is subordinate to that of the government, or of some collective “society,”
or of a political agenda, that government is failing to meet the purposes for
which it was formed.
Natural rights
The natural rights, which form the flip side of Locke’s
summary of the natural law of humanity, are: Life (in the sense of not being
murdered). Security of person (not being attacked). Liberty, or having all your
fundamental rights and freedoms recognized. And not to have your property violated
or taken away.
To these the US Declaration of Independence adds the right
to pursue happiness. And the first few amendments to the US constitution add
more yet.
First amendment: Freedom of religious belief and practice.
Freedom of speech, freedom to write and disseminate ideas and opinions. Right
to peaceful assembly. Right to protest grievances, and to demand their
rectification.
Second amendment: Right to self-defence, both individually and
in association with others. Right to means of self-defence sufficient to
implement that right.
Third amendment: Right to exclude unwanted individuals from
your property.
Fourth amendment: Right not to have yourself, your property whether
fixed or movable, or your records searched or seized, without all of: Reasonable
suspicion of real wrongdoing. Pre-specification of where is to be searched, and
what for. And due process of law.
Fifth amendment: No criminal punishment without a conviction
under due process of law. No second jeopardy for the same accusation. No
compulsion to self-incrimination. No deprivation of life, liberty or property
without due process of law. No taking of property without just compensation.
Sixth amendment: Right to speedy and public trial of all
criminal accusations. Right to determination by impartial tribunal. Right to be
informed of the specifics of, and reasons for, the accusations. Right to
cross-examine, directly or through an agent, the witnesses against you. Right
to all the guarantees necessary for your defence.
Eighth amendment: No excessive bail demands. No excessive
fines. No cruel or unusual punishments.
Ninth and tenth amendments: Any list of rights is not
necessarily exhaustive. And any powers not explicitly delegated to government
remain with the people.
Thirteenth amendment: No slavery or involuntary servitude.
Natural equality of human beings, and the rule of law
Equality among human beings was considered natural in the
Enlightenment. In Locke’s words: “all the power and jurisdiction is reciprocal,
no one having more than another.” So, there can be no “divine right of kings”
(or anyone else) to rule over others, or to use political power for their own
purposes.
Moreover, the Enlightenment idea of the rule of law implies
that everyone must obey the same rules. In my terms, this is equivalent to the ethical
equality of all human beings. What is right for one to do, is right for another
to do under similar circumstances, and vice versa.
Human dignity
The idea of human dignity implies that every human being
deserves to be treated as a human being. Not as a mere animal, or as a resource
to be taxed or otherwise exploited, or as merely a member of some “society,” or
as no more than a number or a pattern of bits in a database.
If you are a human being – that is, if you behave as a human
being – then you must be treated as an individual, with the full measure of dignity
and respect which are due to a human being.
Government – constitutional, for the benefit of and with the consent of the
governed
For government to be constitutional, its powers must be
clearly defined and delineated. They must be known to all the governed. And they
may never be exceeded.
That government must be for the benefit of the governed
means not only that everything it seeks to do must be a benefit to the governed
– to every human being among the governed. But also, that the costs the
governed are expected to pay for government, either in aggregate or as
individuals, must never exceed the value of the benefits government provides to
them, either in aggregate or as individuals. Government has no right “to
destroy, enslave, or designedly to impoverish” the governed, or anyone among
them. Nor may it unjustly take wealth away, or re-distribute wealth to itself
or its favourites. Nor may it “harass or subdue” the governed “to the arbitrary
and irregular commands” of those in power.
That government must have the consent of the governed means
that its power has been delegated by the people, and continues only with their
consent. Thus, where a government fails to fulfil the purposes for which it was
created, the governed have the right to take back their consent. As Locke put
it: “All power given with trust for the attaining an end being limited by that
end, whenever that end is manifestly neglected or opposed, the trust must
necessarily be forfeited, and the power devolve into the hands of those that
gave it.”
Justice
In my earlier essay, I gave you Richard Hooker’s 16th-century
conception of justice, which Locke adopted, and which is not far from my “condition
in which each individual is to be treated, over the long run, in the round and
as far as practicable, as he or she treats others.” This view of justice, I
assert, does satisfy Kant’s condition as quoted above.
Desire for human progress
As I outlined in an earlier essay about our history, the
Enlightenment was a hugely progressive phase of our development as a species. It’s
not surprising, then, that a desire for human progress was an Enlightenment
value. So, no government founded on Enlightenment principles would ever put an
obstacle in the way of human progress towards a better world.
Rational optimism
Rational optimism, say psychologists, is a “belief that
things can and will improve, grounded in realistic expectations and practical
action.”
Governments today usually seek not to improve our lives,
but to drain us and to violate our rights and freedoms. And their goals are
often nonsensical, unrealistic or both. This makes many people pessimistic
about at least the short-term future. A government founded on Enlightenment
principles, on the other hand, would always aim to improve the lives of the
people, would be realistic in its goals and expectations, and would be careful
to restrict its plans to things which are both feasible and cost-effective.
Human rights
“Human rights” can be a source of major disputes. Many proposed
rights – life, liberty, security of person, and prohibition of torture, for
example – are accepted as real rights by almost everyone. In contrast, there
are extreme collectivists and moral relativists, that reject any idea of
individual human rights. And there are those that would arbitrarily add
“rights,” that have no more rationale than their own political agendas.
I myself strongly value the idea of human rights. And I
regard each individual as having earned his or her human rights, by respecting
the equal rights of others. But I do not accept all proposed “rights” as being
real rights. I see a “right” as invalid, if to satisfy it requires violating
the rights of others. Social security is an example of such a “right.” I also
reject any proposed “right” without a moral standard which, if measured up to
by everyone, would deliver it. Such cases include a “right” not to be offended,
and “rights” to “clean air” and a “stable climate.”
Types of rights
As I explained in an earlier essay on ethics, rights and
obligations, I see three main types of valid human rights:
1)
Fundamental rights, resulting from obligations
to refrain from doing something bad.
2)
Rights of non-impedance, resulting from
obligations not to put any obstacle in the way of others’ freedom to do
something they want to.
3)
Procedural rights. These guide the procedures
used in confrontational situations, including between government and the people
it is supposed to serve.
In addition, I see a fourth type, the somewhat weaker
“expectations.” These result from obligations, that positively require behaving
in a convivial and civilized way.
The UN Declaration
The United Nations is today an enemy of humanity, and of our
freedoms and prosperity. Given that, it pains me to have to use the 1948 UN
Declaration of Human Rights as the best available specification of modern human
rights. But it’s the least bad I have.
I shall list a selection of rights from the UN Declaration
below. Where the declaration uses the word “arbitrary,” I will replace it by
“without reasonable suspicion of real wrongdoing.”
Examples of fundamental rights
Dignity, which means being treated as a human being. Life,
in the sense of not being murdered. Security of person. No enslavement. No
torture. No cruel, unusual or inhuman treatment or punishment. No arrest,
detention or exile without reasonable suspicion of real wrongdoing. No
interference (including surveillance) with privacy, family, home or
correspondence, without reasonable suspicion of real wrongdoing. No attacks on
honour and reputation without reasonable suspicion of real wrongdoing. No
coercion into marriage. Right to own property alone or with others. No
deprivation of property without reasonable suspicion of real wrongdoing. No
compulsion to belong to any society. No destruction of rights or freedoms.
Examples of rights of non-impedance
Liberty of action and choice. Freedom of movement and
residence inside a state. Freedom to exit a state. Right to seek asylum.
Freedom to return. Right to marry. Freedom of thought, conscience and religion.
Freedom of opinion, expression and communication. Right to peaceful assembly
and association. Right to take part in government, directly or indirectly. Free
choice of employment. Right to choose education for your children.
Examples of procedural rights
(These rights are to be respected in confrontational
situations, including those involving government).
Recognition as a person before the law. Equality before
the law. Remedy for violations of your rights. Fair, public hearing by an
independent, impartial tribunal. Presumption of innocence until proved guilty.
Public trial. All guarantees necessary for your defence. No retrospective
penalties. “Will of the people,” and their consent, as the basis of all
authority.
Aspirations
The Declaration also includes a wish-list of what I call
“aspirations.” Among these are: Right to work. Social security. Protection
against unemployment. Equal pay for equal work. Just and favourable
remuneration. Right to reasonable rest and leisure. Right to form trade unions.
A minimum standard of living. Special treatment for mothers and children.
“Free”, “compulsory” education. Right to participate in cultural life.
Intellectual property rights. A social and international order that underpins
these rights and freedoms.
Some of these cannot be implemented without adversely
impacting the rights of others. But many of them are valid, and can be far
better re-stated as rights of non-impedance. For example, the “right to work”
becomes a right not to be impeded in seeking work.
Expectations
In an earlier essay on the Nolan Principles of Public Life, I
gave a list of expectations, which individuals can reasonably have of how
government should behave towards them. It may be summarized as follows:
1)
Selflessness: Everyone in government must act
solely in the interests of the governed. (And as Locke told us, that means in
the interests of every individual among them).
2)
Integrity: No-one in government may allow themselves
to be inappropriately influenced.
3)
Objectivity: All government decisions must be
impartial, fair, unbiased, and based on merit and the best evidence available.
4)
Accountability: Those in government must be held
accountable for the effects on the governed of what they do.
5)
Openness: Government must act and take decisions
in an open and transparent manner, and may not withhold information from the governed
without very good cause.
6)
Honesty: All holders of government office must
be truthful. (Also candid, straightforward and sincere).
7)
Leadership: Everyone in government must treat
the governed with respect. And they must practise whatever they preach.
In conclusion
This essay has concentrated on how government should
behave, not on how governments today actually do behave. Rather than
attempt to summarize all the points I have made above, I’ll simply ask a
question: How well do today’s governments measure up to the standards we ought
to be able to expect of them?
Don’t laugh.



