Tuesday 9 April 2024

The Back-story behind Anti-Car Policies in the UK, Part Three: The COMEAP Report of 2009

This is the third in a set of six planned essays. Together, they will document the back-story behind the anti-car policies, which have plagued the people of the UK, under governments of all parties, for the last 30 years and more.

In the first essay, I looked at the most significant air pollution episodes, other than leaks of specific chemicals, which have demonstrably had significant negative health effects on large numbers of people. In the second, I told the back-story on air pollution politics, from the beginnings of the green agenda in the early 1970s through to the year 2008.

Today, I will look at a report produced in 2009 by the UK government’s Committee on the Medical Effects of Air Pollution (COMEAP). It constituted a watershed, by laying an apparently scientific foundation for the development of policies to control particulate matter (PM) pollution in the UK.

I do not claim to be an expert on toxicology. I am a mathematically and scientifically trained generalist, who has a nose for hard evidence and data, and a strong sense of rightness and wrongness, both technically and ethically. I am also convinced, by other evidence I have seen, that on a closely related subject, climate change, groupthink among “scientists” and experts has fuelled catastrophic scares that, viewed through the lens of hard evidence, are at the very least grossly exaggerated, and likely totally illusory.

Moreover, I have found myself, over the years, having to become something of a philosopher. And the philosophy of science is one of the areas I have looked at. Indeed, an article I wrote in 2018 describing the scientific method was re-published at “the world’s most viewed web site on global warming and climate change.” [[i]].

This essay will be a little more technical than the others. But I do not apologize for this. The nature of the subject matter means that a dive into science is unavoidable.

What COMEAP did

COMEAP looked at “risk coefficients” which had been estimated in air pollution studies, trying to assess which of these were most appropriate to be used in the UK. The definition of risk coefficient is: “A quantity expressing the increase in risk per unit of exposure or per unit dose.” Thus, at a particular level of air pollution exposure, the risk coefficient gives the relative (or percentage) increase in risk resulting from a one unit rise in the level of exposure. It can be quoted either as a “relative risk” multiplier, or as a percentage change. Thus, a risk coefficient of 6 per cent per unit is equivalent to a relative risk of 1.06 per unit.

It was in 2017 that I first looked at the 2009 COMEAP report: [[ii]]. Its title is “Long-Term Exposure to Air Pollution: Effect on Mortality.” In that exercise, my interest was in calculating the social costs of pollution from cars in London. I did this in order to compare these costs with the fees to be charged by the then forthcoming (starting in 2019) ULEZ (Ultra Low Emission Zone). My resulting paper is here: [[iii]].

I did, at the time, comment on a few oddities in the way the report treated its subject. But I had no notion that there might be anything amiss, either with the process through which the report was produced, or with its conclusions. Now, I already knew about the scientific shenanigans, which had been going on in UK government circles over the climate change issue. Climategate whitewashes, BBC mis-reporting, interfering with the conclusions of an early IPCC (UN Intergovernmental Panel on Climate Change) assessment report, blocking of any possibility of objective cost-benefit analysis on policies, and more. Despite this, I assumed, naïvely, that the apparently separate issue of air pollution ought to have been addressed honestly and without bias.

But since then, I have learned about the conduct of government scientists and advisors involved in assessment of air pollution, including a chairman of COMEAP. This has caused me to take another, far more critical, look at this 2009 COMEAP report. I also examined several later follow-up reports. I shall recount in the next two essays some of the findings and incidents, which led me towards the much more cynical view which I now hold on the matter.

Things that weren’t quite right

Even back in 2017, I had noticed a number of things about the 2009 report which didn’t look right.

Burden of pollution, or rate of change?

First, the focus was not, as I would have expected, on how much damage is caused by a particular level of pollution (the burden). After all, that is what you need in order to work out whether or not the problem is big enough to need action. Instead, the focus was on how the damage changes when you reduce (or increase) the level of pollution. That is, the slope, or rate of change, of the damage function at a particular pollutant concentration.

It seemed, to the mathematician in me, a bit odd to choose to estimate, not the quantity you ought to be wanting to assess across the spectrum of pollutant concentrations, but its first derivative. At the time, I described this as “cart before horse.” Perhaps, I thought, the policy cart (reducing emissions) might have been pushing the evidence horse (finding the actual burden of a given level of air pollution)?

To have assessed the burden, rather than the risk coefficient, may well have been a more difficult set of calculations than the ones they did in 2009. But it was certainly feasible. The subsequent 2010 report, indeed, did it! Also, unless the burden is near perfectly linear in the pollutant concentration over a large range, the risk coefficient will vary depending on what is the concentration at the point of interest.

Expert elicitation

Second, I was flummoxed by the “expert elicitation” exercise, which COMEAP undertook to try to put error bounds around their central estimate. Seven experts waved wet fingers in the air, and estimated how likely they thought it was that the true risk coefficient lay in different ranges. These guesstimates were then pooled, and the results expressed as a 75% confidence range. That is, a range within which there are three chances in four that the value lies. And even this had a factor of 12 between the lower and upper bounds (1 to 12 per cent)! To those used to 95% confidence limits and fairly tight error ranges, this was unimpressive, to say the least. Particularly as evidence given by experts to support the imposition of policies on millions of people.

Nor was there much correlation between the estimates of different experts, let alone anything like a consensus. Indeed, one expert gave every percentage from 0 to 17 almost the same chance. In other words, he was saying “I have no idea at all what the true risk value may be”. Was he really an expert, then? Another reckoned there was a half chance of the risk coefficient being less than 1 per cent; only one-sixth of the pooled best estimate.

Adjustment for nitrogen oxides

Third, the attempts to combine separate risk estimates for PM2.5 and nitrogen oxides into a single figure did not appear to me to be very successful. I found myself having to use a value for the overlap factor, that was derived from a much later report, from 2016. And an alarmist one, at that. This subject was to rear its head again, in a big way, in a 2018 COMEAP report.

More things that aren’t quite right

When I re-read the 2009 report with my new, more critical attitude, I found some further oddities.

The UN and its WHO

My first observation was a general one. The report took a lot of account – a lot! – of the recommendations of the United Nations World Health Organization (WHO). Which had “proposed that the relative-risk coefficient for all-causes of mortality for the average exposure level reported in the extension of the ACS study (Pope et al, 2002) should be used.” And COMEAP ended up using precisely this value for their headline estimate. “Our recommendation[s] for the individual coefficient[s] that express the relative risk[s] associated with a  increase in PM2.5 are: For all-cause mortality: Best estimate 1.06…”

The WHO, being part of the UN, is a political organization. It is both unelected and unaccountable. As everyone should know, the UN has been the driving force behind the green agenda since the early 1970s. Its Rio Earth Summit of 1992 has led to a long series of ever tightening green regulations, that bit by bit have impoverished us and taken away our freedoms. And at its Sustainable Development Summit in 2015, our supposed representatives signed up to the UN’s “Sustainable Development Goals.” Which I have described as “a blueprint for the destruction of human civilization as we know it, and for tyranny by a self-appointed global ruling class over every human being alive.” [[iv]]

The UN had already become activist in the field of air pollution well before 2009. Notably, in 2005 the WHO updated its air quality guidelines to specify a guideline concentration for PM2.5 of 10 micrograms per cubic metre. This was an order of magnitude lower than previous limits. Even than the EU’s limit of 25 µg/m3.

The WHO has also acquired a very negative reputation in recent years, as a result of its poor handling of the COVID pandemic, and its subsequent political moves to take unilateral control of world-wide pandemic responses. So, I became suspicious. Might the decision by COMEAP back in 2009, to follow the WHO’s recommendation closely, have been a political one rather than a scientific one? Was the WHO, in actuality, the driver of air pollution policies in the UK?

Long-term or episodic exposures?

My second observation was, this report is looking only at long-term exposure to pollution. In the foreword, they said that their earlier work “has allowed estimates of reducing levels of air pollutants to be included in the Air Quality Strategy for the UK.” And yet, the factual evidence, including that from the Great Smog of 1952, tells us that all the most serious pollution events have involved a large, transient spike in pollutant concentrations. In other words, a large episodic exposure, rather than a smaller long-term one.

This raised in my mind the question, is air quality policy actually being driven by the evidence? Or might a politically desired policy be pushing the experts towards results that support that policy? Could this be a case of, in the words of former MP Peter Lilley, “policy-based evidence?” That would certainly be consistent with the WHO being the policy driver.

PM2.5 alone, or PM2.5 with sulphates?

My third observation was that they chose PM2.5 as “the most satisfactory index of particulate air pollution for quantitative assessments of the effects of policy interventions.” But all the most serious pollution events have involved other pollutants beyond PM2.5. Indeed, virtually all have involved both PM2.5 and sulphates.

Yet COMEAP say: “We have looked in detail at the case for treating particulate air pollution measured as ‘sulphate’ differently from PM2.5 but have not been convinced that the available evidence warrants and enables this.” This rather evasive statement made me concerned that COMEAP might be hiding something.

They even say: “The interpretation of the associations found with sulphur dioxide is not clear cut.” Even though the Health Effects Institute (HEI), in an earlier review, had said that adjustment for sulphur dioxide (SO2) did reduce the relative risks substantially.

The report also mentions studies from Dublin and Hong Kong, on the effects of sudden reductions in pollutant concentrations on mortality rates. “In the Dublin study, both particles and SO2 declined; in the Hong Kong study, the main effect was on sulphur dioxide.” Both “confirmed that noteworthy and sustained reductions in death rates can occur soon after a major reduction in air pollution.” This suggests that SO2 is a major contributor to mortality, and its toxic effects may well be more from short-term episodes than long-term exposures. This does, indeed, tally with the evidence from historical “smogs” and “hazes,” which I looked at in the first essay of this set.

When the risk coefficients from the earlier studies are presented together in a table, they are all over the place. Some, notably James Enstrom’s 2005 California Cancer Prevention Study, give all-cause risk percentages an order of magnitude lower than the 6 per cent recommended. Others give figures almost three times higher. And generally, studies conducted over smaller geographical areas tend to give higher risk coefficients than larger ones. These together suggest that, contrary to COMEAP’s focus on PM2.5 alone, other local toxic pollutants may well have more effect on mortality than the PM2.5 which may, or may not, carry them into the lungs.

The idea that “all PM2.5 is equal” in toxicity does not seem to me to be anywhere near proven. Indeed, historical evidence, notably that from the 1952 Great Smog of London, strongly suggests that PM2.5 and sulphates together are far more toxic than either of them alone.

There are several working papers included in the report, the first four of which treat the subject of sulphates. Working Papers 1 and 2 did not draw any conclusions. Working Paper 3 reviews much relevant literature, but the impression it gave me was that the author considered the state of knowledge on the matter to be simply not good enough to reach any objective conclusion on the interactions between PM2.5 and sulphur compounds. That is not a good reflection on the science of toxicology, considering how much importance was now being given to a problem which had been known about since 1953!

Working Paper 4, however, concluded that: “There is reasonably consistent evidence that sulphate concentration in particulate matter is positively associated with adverse health effects in short-term exposure studies… and long-term exposure studies.” “This suggests that sources of particles that are related to sulphur-containing fuel combustion may have adverse health effects.” Of course, we already know that this is so – and the evidence goes right back to the Great Smog of 1952. Not to mention the ban on coal with a high sulphur content in Dublin, and the introduction of ultra-low sulphur diesel in the UK.

So, could COMEAP’s failure to consider adjusting for sulphates, perhaps, be a cop-out? A political ruse, to make the effects of PM2.5 alone seem worse than they really are?

Confidence intervals

My fourth observation was that the recommended coefficient value is followed by “with 95% confidence interval (CI) 1.02 to 1.11.” These are exactly the error bounds given by Pope et al, and thus recommended by the WHO. This is curious, considering that the expert elicitation exercise had produced only a “75% plausibility interval” from 1.01 to 1.12 (1 to 12 per cent). I am surprised that no-one on the committee caught this one out. Or perhaps someone did, and was ignored or shouted down.

A flashback to 2006

My fifth observation relates to a copy of a COMEAP interim report dating from early 2006, which is included in the 2009 report. It contains a number of interesting statements. “The identity of the individual components of the ambient aerosol that affect health remain unknown.” “It is not possible to distinguish with confidence between the effects of the different components of the mixture.” “In the absence of clear evidence to the contrary, therefore, we consider that the coefficient should apply equally to all components of the mixture, including sulphates.” “PM2.5 is our chosen index of pollution.” “Calculations should focus on the benefits likely to be delivered by changes in PM2.5 rather than on estimating the total impact on health of current PM2.5.”

This tells me that the general direction of this 2009 COMEAP report had already been set as early as the beginning of 2006. That they had already made the decision not to look in detail at the effects of combinations of PM2.5 and sulphates. And that the decision to look at the effects of reductions, rather than doing a burden calculation in order to work out the magnitude of the problem, had already been taken. That makes me suspicious that the entire process might not have been honest.

A possibility of groupthink?

Now, the majority of COMEAP participants are academics, and the rest are government employees. In such environments, it is very easy for “groupthink” to arise among committee members, and among groups of co-workers. Particularly if some participants, and most of all if they are senior, have activist views, and may be able to influence others towards their points of view. It is also likely that, particularly in the early days, the small number of people working on the subject of air pollution toxicology (most of them in the USA) would have led them, too, to become prone to groupthink.

Indeed, such groupthink has been very much in evidence among those working on a subject not so far removed, climate change. And this has led to activist “scientists,” such as Michael Mann, fudging the scientific evidence in order to favour their desired policies.

Among the COMEAP experts who produced this 2009 report was Professor Stephen Holgate of Southampton University. Holgate was later chair of a working group, which in 2016 produced for the Royal College of Physicians an extremely alarmist report on air pollution. He was knighted in 2020 for “services to medical research.” He is also a “Clean Air Champion” for the Clean Air Programme, which by its own description is “proactively tackling the air quality challenges facing us all today.” There is no doubt on where Professor Holgate sits with regard to the politics of air pollution. I cannot judge whether he influenced other COMEAP members towards his own positions, but would guess that is not unlikely.

Peer review

Now, there was a peer review, which took place on an earlier (2007) draft of this report. The reviewers’ comments are in the report. The peer reviewers made some excellent comments. For example, Reviewer 1 asked: “If there really is a direct effect of SO2, what will be the effect of ignoring this when estimating the impact of reducing PM2.5?” And: “The evidence as presented… certainly supports an effect of PM2.5 on mortality, but I do not see how it supports translation specifically of the ACS coefficients.”

Reviewer 2 said: “I would suggest one be very careful using the guesses of experts as the basis of policy decisions.” “How can one really think ammonium sulphate or ammonium nitrate will start a catastrophic chain of events leading to death?” And: “There needs to be more creative thinking as to the causal factors in particles or the whole aerosol with an emphasis on those constituents that are likely to drive reactions.” I could not find anything in the final report that specifically addressed these questions.

Reviewer 3, who was from the WHO, heaped praise on the report. And said: “The conclusions of the report are fully in line with the assessments conducted by the expert groups convened by WHO.” If the WHO was driving the process, that’s what you’d expect.

Reviewer 4, too, was very positive. He had taken part in a similar review panel in the USA, which included both Dockery and Pope, senior authors on the ACS studies. And he seemed to be urging, if anything, an even higher number. Though he did mention studies which “suggest that the more recent exposures are biologically relevant.” So, perhaps episodic exposure really is more important than long-term exposure?

Checking against UK data

The statement, which led to my final observation, raised a worry. “It would therefore be very presumptuous of us to use UK historical mortality data to make strong judgements on the plausibility or otherwise of possible coefficients for the effect of PM2.5 on mortality, based on informal assessments with no adjustment for confounding factors.”

My immediate reaction was along the lines that the most “presumptuous” thing any scientist can possibly do is to fail to check the predictions of his hypothesis against reality. Instead of basing their calculations on UK data, what COMEAP seem to have done is pick their desired risk coefficient, then check that it is “plausible” in terms of historical UK data. This seems to me, not so much cart before horse, as base over apex.

Working Paper 9 concluded that, using the WHO value of the risk coefficient for PM2.5, the observed past decline in PM2.5, after adjusting for smoking, accounted for only about a quarter of the observed decline in mortality. That would suggest, to me at least, that the observed decline in mortality might well have been more due to reductions in other pollutants – such as SO2? – than to reductions in PM2.5.

To sum up

I first read COMEAP’s 2009 report back in 2017, without trying to judge its rightness or wrongness. On a second reading, far more critical than before, I now have extremely low confidence, verging on none at all, in the objectivity or accuracy of its results.

That the focus was on effects of pollution reductions, rather than gauging the scale of the pollution problem as a whole, worried me from the start. The expert elicitation exercise to determine confidence intervals gave me no confidence at all. That the direction of the report, and what it would study, had been set as early as the beginning of 2006, got me concerned about the integrity of the scientific process which led to its results. And that the whole exercise ended up slavishly following the WHO’s recommendations – even in the confidence intervals! – raised a red flag for me.

That the report concentrated on long-term exposure, when historical evidence suggests that the major, proven negative health effects from air pollution have come from episodic exposure, struck me as obtuse. Moreover, the probably significant role of sulphur compounds in combination with PM2.5 in causing health damage was not properly addressed, even when brought up by two of the peer reviewers. This damaged further my confidence in the integrity of the processes. That they did not take UK data, and use that to calculate a risk coefficient for PM2.5 adjusted for other pollutants, struck me as odd – though, perhaps, it was considered too difficult. And the presence on the committee of at least one activist on the issue did not inspire me with confidence in its impartiality.

In conclusion

All of these pieces of evidence combined to lead me to my conclusion. This report was not an honest attempt to inform policy assessments by quantifying the risks arising from PM2.5 pollution in the UK. It was far more like an exercise in creating “evidence” to suit previously determined policies. It was simply an excuse – a 180+ page excuse – for falling into line behind the WHO’s position on the matter. It was not science, but politics.

On this evidence, I must conclude that some, at least, of those paid out of tax money, that took part in the processes that led to this report, were behaving as enemies of the people they were supposed to be serving.

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